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About

Regulatory Law

Contract Drafting

Legal Drafting

Statutory & Legal Compliance

🇬🇧 English (Fluent)

🇭🇰 Cantonese (Native or Bilingual)

​​​​​​​​​​​​Experienced and driven in Legal and Compliance for financial industry with a proven track record of helping to lead companies by ensuring they are functioning in compliance with all applicable rules and regulations. Having work experience over...

Employment

Public Finance Limited - Major financial institution leveraging WFI managed legal staffing

Compliance Officer

PUBLIC FINANCE LIMITED (Public Bank Group)
May 2020 - (Present) (5 years and 7 months)

Assist the Head of Compliance in formulating compliance policies including AML/CFT and standard • Prepare and review regulatory and AML reports tomanagement and board-level committee • Evaluate the control effectiveness implemented by the...

State Bank of India

Assistant AML Compliance Manager and advisory (Hong Kong)

State Bank of India
Jan 2018 - Apr 2020 (2 years and 3 months)

 Perform due diligence, ongoing monitoring, OFAC, AMLOCKalerts and sanction screening • Monitor customer onboarding, conduct enhanced due diligence (EDD) for high risk customer and approve new customer relationship • Carry out AML/CFT and...

A.I.D.D GROUP

Legal & Compliance Manager (Corporate)

A.I.D.D GROUP
Oct 2004 - Nov 2011 (7 years and 1 month)

• Conducted on behalf of clients the drafting/reviewing of legal instruments e.g MoUs with partners, funding/contribution terms, procurement of goods and/or services ToRs/RFPs and expert/consultancy contracts.• Advised different clients on...

Education

International Compliance Association (ICA), HONG KONG

International Compliance Association (ICA), HONG KONG

(Advance) International Diploma in Compliance
Jan 2013 - Dec 2013 (11 months)
University of Central Lancashire

University of Central Lancashire

Master of Laws (LL.M)
Jan 2007 - Jun 2009 (2 years and 5 months)
The University of Hong Kong

The University of Hong Kong

Bachelor of Laws (Hons)
Oct 1999 - Oct 2004 (5 years)